Policies and Plans Available


Anti-Money Laundering Policy- To Meet the US Treasury's FinCEN
Requirements for Non-Bank Mortgage Lenders and Originators

Compliance Plan Covering business practices for mortgage
companies to ensure compliance with state and federal laws, rules
regulations and prudent origination practices.


Safeguard Plan Covers record retention and disposal with an
emphasis on protecting personal consumer information.


Advertising and Website Compliance Plan To comply with State and
Federal rules and corporate polices for advertising and website
compliance.
 


Pricing Policy
Corporate policy on loan pricing


Loan Officer Compensation Plan To comply with Federal Reserves
loan officer compensation rules effective April 6, 2011


Disaster Recovery Plan Detailed policies and procedures for
dealing with catastrophic events.   


Fair Lending Policy Plan Best practices to ensure compliance with
state and federal laws covering fair lending.


Employee Human Resource Manual General policies, workplace
conduct Compensation & Benefits and separation of Employment.  


Red Flags Policy and Procedures Identity Theft Prevention
Program for new and existing Clients.


Privacy Policy Review and editing of existing privacy policy to
conform to your company's business practices.

Mortgage Broker Compliance Package Compliance Plan -
(Duties and responsibilities of Processors and originators,
Pre-Qualification & Application Procedures. Safeguard & Disaster
Recovery Plan), Fair Lending Plan, Advertising/Website Policy, Loan
Officer Compensation Plan. Anti-Money Laundering Policy & Red
Flags Policy.

Mortgage Broker Compliance Package Compliance Plan -
(Duties and responsibilities of Processors and originators,
Pre-Qualification & Application Procedures. Safeguard & Disaster
Recovery Plan), Fair Lending Plan, Pricing Policy, Advertising/Website
Policy, Loan Officer Compensation Plan, Anti-Money Laundering
Policy & Red Flags Policy.
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Copyright 2011 First National Compliance Solutions Inc.
Home      Services      About Us      Contact Us     Email Us
First National Compliance Solutions Inc. is a provider of consulting services. All findings, policies,
plans and procedures etc. should be reviewed by your independently retained legal counsel.
First National
Compliance Solutions Inc.
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